PDF Statistics
Updated on 1 December 2021
Number of Arbitration Cases under the ECT: 145 cases
Procedural Rules Applied: 145 cases
Respondents: 145 cases
Nationality of Claimants: 145 cases*
* In case of double nationality of a claimant, both nationalities are taken into account.
A case may be instituted by more than one claimant.
* In five of these cases, it has not been possible to identify particular energy sources; one case involves more than one form of energy sources.
52 cases are still pending and in some of the cases, there is no publicly available information on the exact amounts claimed and/or awarded.
Intra-REIO Cases and Other Cases: 145 cases*
Fichier PDF contenant statistiques
Mis à jour le 25 mars 2020
Nombre d'affaires soumises à l'arbitrage sur le fondement du TCE: 129 affaires
Règles de procédure appliqués: 129 Affaires
Défendeurs: 129 Affaires
Nationalité de requérants: 129 Cases*
* En cas de double nationalité d'un requérant, les deux nationalités sont prises en compte
Une affaire peut être intenté par plusieurs requérants;
Dans une affaire, la nationalité de l'un des requérants n'est pas connue.
Affaires entre les membres des Organisations d'intégration économique régionale (OIER) et autres affaires
*Les affaires avec les requérants mixtes ( en provenance des OIER et pays tiers) sont inclus dans les deux catégories .
* Cases with mixed claimants are included in both categories. Therefore, the numbers indicated may be higher than the actual number of cases instituted in a given year.
Status of Arbitration Cases under the ECT: 145 cases
Outcome of Final Awards (81), including (4) Settlement Agreements Embodied in Awards
* Having found the State liable under another international agreement, the tribunal disimissed an alternative claim under the ECT.
Damages Claimed vs Damages Awarded
| Claim | Award | Ratio | |
| Nykomb Synergetics Technology Holding A.B. v. Latvia (16 December 2003) | LVL 7,097,680 | LVL 1,600,000 | 23% |
| Petrobart Limited v. Kyrgyz Republic (29 March 2005) | USD 4,084,652 | USD 1,130,859 | 27.7% |
| Ioannis Kardassopoulos v. Georgia (3 March 2010) | USD 15,850,137.901 | USD 15.1 million | 95.3% |
| Energoallians Ltd. v. Moldova (8 July 2010) | MDL 243,577,971.11 | MDL 195,547,212 | 80% |
| Khan Resources Inc., Khan Resources B.V., and Cauc Holding Company Ltd. v. Mongolia (10 January 2011) | USD 326 million | USD 80 million | 24.5% |
| Remington Worldwide Limited v. Ukraine (28 April 2011) | USD 36 million | USD 4.5 million | 12.5% |
| Anatolie Stati, Gabriel Stati, Ascom Group S.A. and Terra Raf Trans Traiding Ltd. v. Kazakhstan (19 December 2013) | USD 2.6 billion | USD 497,685,101 | 20% |
|
Yukos Universal Limited v. Russian Federation (18 July 2014) Hulley Enterprises Limited v. Russian Federation (18 July 2014) Veteran Petroleum Limited v. Russian Federation (18 July 2014) | USD 114.174 billion | USD 50.02 billion | 43.8% |
| EDF International S.A. v. Hungary (4 December 2014) | estim. EUR 300 million | EUR 107 million | 33.3% |
| Aktau Petrol Ticaret A.Ş. v. Kazakhstan (13 November 2017) | USD 150 million | USD 22.7 million | 15.1% |
| Novenergia II - Energy & Environment (SCA) SICAR v. Spain (15 February 2018) | EUR 61.3 million | EUR 53.3 million | 86.9% |
| Masdar Solar & Wind Cooperatief U.A. v. Spain (16 May 2018) | EUR 260 million | EUR 64.5 million* | 24.8% |
| Antin Infrastructure Services Luxembourg S.à.r.l. and Antin Energia Termosolar B.V. v. Spain (15 June 2018) | EUR 238 million | EUR 101 million | 42.4% |
| Foresight Luxembourg Solar 1 S.à.r.l. and others v. Spain (14 November 2018) | EUR 50 million | EUR 39 million | 78% |
| Greentech Energy Systems A/S, NovEnergia II Energy & Environment (SCA) SICAR, and NovEnergia II Italian Portfolio S.A. v. Italy (23 December 2018) | EUR 25.06 million | EUR 11.9 million | 47.5% |
| CEF Energia B.V. v. Italy (16 January 2019) | EUR 10.3 million | EUR 9.6 million | 93.2% |
| 9REN Holding S.à.r.l. v. Spain (31 May 2019) | EUR 52.2 million | EUR 41.76 million | 80% |
| NextEra Energy Global Holdings B.V. and NextEra Energy Spain Holdings B.V. v. Spain (31 May 2019) | EUR 521.4 million | EUR 290.6 million | 55.7% |
| Cube Energy SCA and others v. Spain (15 July 2019) | EUR 74.1 million | EUR 33.7 million | 45.5% |
| SolEs Badajoz GmbH v. Spain (31 July 2019) | EUR 82 million | EUR 40.5 million | 49.4% |
| InfraRed Environmental Infrastructure GP Limited v. Spain | EUR 75.7 million | EUR 28.2 million | 37.5% |
| OperaFund Eco-Invest SICAV PLC Schwab Holding v. Spain (6 September 2019) | EUR 42 million | USD 29.3 million | 63% |
| RREEF Infrastructure (GP) Limited, RREEF Pan-European Infrastructure Two Lux S.à.r.l. v. Spain (11 December 2019) | EUR 441 million | EUR 59.6 million* | 13.5% |
| Watkins Holdings S.à.r.l. and others v. Spain (21 January 2020) | EUR 123.9 million | EUR 77 million | 62.1% |
| The PV Investors v. Spain (28 February 2020) | EUR 1.16 billion | EUR 91.1 million* | 12.7% |
| Hydro Energy 1 S.à.r.l. and Hydroxana Sweden AB v. Spain (5 August 2020) | EUR 132.1 million | EUR 30.9 million | 23.4% |
| ESPF Beteiligungs GmbH, ESPF Nr. 2 Austria Beteiligungs GmbH and InfraClass Energie 5 GmbH & Co. KG v. Italy (14 September 2020) | EUR 28.6 million | EUR 16 million | 56% |
| RWE Innogy GmbH and RWE Innogy Aersa S.A.U. v. Spain (18 December 2020) | EUR 267.7 million | EUR 28 million | 10.5% |
| BayWa r.e. Renewable Energy GmbH and BayWa r.e. Asset Holding GmbH v. Spain (25 January 2021) | EUR 61.9 million | EUR 22 million | 35.5% |
| Sun-Flower Olmeda GmbH & Co KG and others v. Spain (22 June 2021) | EUR 69 million | EUR 47.3 million | 68.5% |
| STEAG GmbH v. Spain (17 August 2021) | EUR 79 million | EUR 27.7 million | 35% |
| JGC Holdings Corporation v. Spain (9 November 2021) | EUR 161 million | EUR 23.5 million | 14.6% |
* According to the Ministry for Ecological Transition and Demographic Challenge of Spain, the investors have submitted a waiver under Royal Decree-Law 17/2019, renouncing their right to collect damages in exchange for a new incentive scheme.
Allocation of Costs of Arbitration between Parties: 69 cases*
*Based on cases in which such information is publicly available.
Legal Costs: 69 cases*
*Based on cases in which such information is publicly available.
Type of Claimants: 145 cases*
* A case may be instituted by more than one claimant.
** Listed on Platts Top 250 Global Energy Company Rankings (2020) and/or UNCTAD's World's Top 100 Non-financial MNEs Ranked by Foreign Assets (2018).
Breaches Alleged: 81 cases*
* The remaining 64 cases are not considered due to lack of public information.
Breaches Found: 41 cases
Statut des affaires d'arbitrage sur le fondement de TCE: 129 affaires
Résultat des sentences définitives (63), y compris (4) accords de règlement incorporés dans une sentence
Damages Claimed vs Awarded
| Claim | Award | Ratio | |
| Nykomb Synergetics Technology Holding A.B. v. Latvia (16 December 2003) | LVL 7,097,680 + specific performance | LVL 1,600,000 + specific performance | 23% |
| Petrobart Limited v. Kyrgyz Republic (29 March 2005) | USD 4,084,652 | USD 1,130,859 | 27.7% |
| Ioannis Kardassopoulos v. Georgia (3 March 2010) | USD 15,850,137.901 | USD 15.1 million | 95.5% |
| Khan Resources Inc., Khan Resources B.V., and Cauc Holding Company Ltd. v. Mongolia (10 January 2011) | USD 326 million | USD 80 million | 24.5% |
| Remington Worldwide Limited v. Ukraine (28 April 2011) | USD 36 million | USD 4.5 million | 12.5% |
| Anatolie Stati, Gabriel Stati, Ascom Group S.A. and Terra Raf Trans Traiding Ltd. v. Kazakhstan (19 December 2013) | USD 2.6 billion | USD 500 million | 19.2% |
|
Yukos Universal Limited v. Russian Federation (18 July 2014) Hulley Enterprises Limited v. Russian Federation (18 July 2014) Veteran Petroleum Limited v. Russian Federation (18 July 2014) | USD 114.174 billion | USD 50.02 billion | 43.8% |
| EDF International S.A. v. Hungary (4 December 2014) | estim. EUR 300 million | EUR 107 million | 33.3% |
| Aktau Petrol Ticaret A.Ş. v. Kazakhstan (13 November 2017) | USD 150 million | USD 22.7 million | 15.1% |
| Masdar Solar & Wind Cooperatief U.A. v. Spain (16 May 2018) | EUR 260 million | EUR 64.5 million* | 24.8% |
| Antin Infrastructure Services Luxembourg S.à.r.l. and Antin Energia Termosolar B.V. v. Spain (15 June 2018) | EUR 238 million | EUR 101 million | 42.4% |
| Foresight Luxembourg Solar 1 S.à.r.l. and others v. Spain (14 November 2018) | EUR 50 million | EUR 39 million | 78% |
| Greentech Energy Systems A/S, NovEnergia II Energy & Environment (SCA) SICAR, and NovEnergia II Italian Portfolio S.A. v. Italy (23 December 2018) | EUR 25.06 million | EUR 11.9 million | 47.5% |
| CEF Energia B.V. v. Italy (16 January 2019) | EUR 10.3 million | EUR 9.6 million | 93.2% |
| 9REN Holding S.à.r.l. v. Spain (31 May 2019) | EUR 52.2 million | EUR 41.76 million | 80% |
| NextEra Energy Global Holdings B.V. and NextEra Energy Spain Holdings B.V. v. Spain (31 May 2019) | EUR 521.4 million | EUR 290.6 million | 55.7% |
| Cube Energy SCA and others v. Spain (15 July 2019) | EUR 74.1 million | EUR 33.7 million | 45.5% |
| SolEs Badajoz GmbH v. Spain (31 July 2019) | EUR 82 million | EUR 40.5 million | 49.4% |
| InfraRed Environmental Infrastructure GP Limited v. Spain | EUR 75.7 million | EUR 28.2 million | 37.5% |
| OperaFund Eco-Invest SICAV PLC Schwab Holding v. Spain (6 September 2019) | EUR 42 million | USD 29.3 million | 69.8% |
| RREEF Infrastructure (GP) Limited, RREEF Pan-European Infrastructure Two Lux S.à.r.l. v. Spain (11 December 2019) | EUR 441 million | EUR 59.6 million* | 13.5% |
| Watkins Holdings S.à.r.l. and others v. Spain (21 January 2020) | EUR 123.9 million | EUR 77 million | 62.1% |
| The PV Investors v. Spain (28 February 2020) | EUR 1.16 billion | EUR 91.1 million* | 12.7% |
| Hydro Energy 1 S.à.r.l. and Hydroxana Sweden AB v. Spain (5 August 2020) | EUR 132.1 million | EUR 30.9 million | 23.4% |
| ESPF Beteiligungs GmbH, ESPF Nr. 2 Austria Beteiligungs GmbH and InfraClass Energie 5 GmbH & Co. KG v. Italy (14 September 2020) | EUR 28.6 million | EUR 16 million | 56% |
| RWE Innogy GmbH and RWE Innogy Aersa S.A.U. v. Spain (18 December 2020) | EUR 267.7 million | EUR 28 million | 10.5% |
| BayWa r.e. Renewable Energy GmbH and BayWa r.e. Asset Holding GmbH v. Spain (25 January 2021) | EUR 61.9 million | EUR 22 million | 35.5% |
| Sun-Flower Olmeda GmbH & Co KG and others v. Spain (22 June 2021) | EUR 69 million | EUR 47.3 million | 68.5% |
| Yukos Capital S.à.r.l v. Russian Federation (23 July 2021) | USD 2,697,000,000 (loan principal) + contractual interest under loan agreement | USD 2,630,706,272.17 + contractual interest under loan agreement | 97.5% |
| STEAG GmbH v. Spain (17 August 2021) | EUR 79 million | EUR 27.7 million | 35% |
| JGC Holdings Corporation v. Spain (9 November 2021) | EUR 161 million | EUR 23.5 million | 14.6% |
| RENERGY S.à.r.l. v. Spain (6 May 2022) | EUR 141 million | EUR 32.9 million | 23.3% |
| MOL Hungarian Oil and Gas Company Plc v. Croatia (5 July 2022) | USD 1.1 billion | USD 184 million | 16.7% |
| Rockhopper Italia S.p.A., Rockhopper Mediterranean Ltd., and Rockhopper Exploration Plc v. Italy (22 August 2022) | EUR 281.7 million | EUR 190.7 million | 67.7% |
| Cavalum SGPS S.A. v. Spain (29 September 2022) | EUR 59.2 million | EUR 7.4 million | 12.5% |
| Triodos SICAV v. Spain (24 October 2022) | N/A | EUR 10.4 million | N/A |
| Eurus Energy Holdings Corporation v. Spain (14 November 2022) | EUR 173 million | EUR 106.2 million | 61.4% |
| Mercuria Energy Group Ltd. v. Poland (29 December 2022) | PLN 152,862,917.25 + contractual interest under loan agreement | PLN 145,094,420.2 + contractual interest under loan agreement | 95% |
Allocation des coûts d'arbitrage*
*Sur la base des informations disponible publiquement
Coût de services juridiques*
*Sur la base des informations disponible publiquement
Requérants par type: 129 affaires
* Liste établie d'après les données de Platts Top 250 Global Energy Company Rankings (2019) et/ou UNCTAD's World's Top 100 Non- financial MNEs Ranked by Foreign Assets (2018).